A patent is a type of intellectual property issued by the U.S. federal government for an invention. A patent owner is granted certain rights for a limited period of time in exchange for public disclosure of the invention. Among other benefits, the patent owner can exclude others from making, using, or selling a patented invention without their permission throughout the United States.
The United States Patent and Trademark Office (USPTO), an agency of the U.S. Department of Commerce, is responsible for examining and issuing patents.
The USPTO issues three types of patents - utility patents, design patents, and plant patents. Utility patents are for useful inventions and protect the way an invention is used and how it works. Design patents are for the visual ornamental characteristics in, or applied to, an article of manufacture and protect the way an article looks. Plant patents are for the invention or discovery and asexual reproduction of a distinct and new variety of plant, other than a tuber propagated plant or a plant found in an uncultivated state and generally protect against the reproduction or making, using, offering to sell, selling, or importing a reproduced plant or any of its parts.
Three types of utility patent applications can be filed in the United States - provisional, nonprovisional, and Patent Cooperation Treaty (PCT) applications.
A provisional patent application is not examined, rather it is a placeholder patent application that does not have to meet the formal requirements of a nonprovisional patent application. A provisional application can lend its filing date to a nonprovisional application for the same invention so long as the nonprovisional application is filed while the provisional application remains pending. A provisional application has a pendency that lasts 12 months and this period cannot be extended.
Provisional applications provide some extra time to pursue the commercial viability of an invention before pursuing a nonprovisional application. Further, a provisional application does not start the 20-year term, thus, when you file the non-provisional a year later, in some cases you are effectively adding one year to the back end of the patent life.
A nonprovisional patent application must include a specification, including a description of the invention, at least one claim, and drawings (as necessary). The inventors must be identified, along with their city of residence and country/countries of citizenship, and must sign an oath or declaration. Any documents known to the inventors or patent professionals who were involved in filing the application must be submitted for consideration during the examination. This includes any documents that an Examiner at the United States Patent and Trademark Office (USPTO) would find relevant to the patentability of any of the claims in the patent application.
Each person who contributed to the conception of the invention set forth in any claim included in the patent application must be listed as an inventor in the patent application. If only one person contributed to the conception of the invention set forth in the claims of the patent application, that person is the sole inventor in the patent application. If multiple persons contributed to the conception of the invention set forth in the claims of the patent application, each of those persons is a joint inventor in the patent application. A person who did not contribute to the conception of the invention set forth in any claim of the patent application should not be listed as an inventor in the patent application.
Under the U.S. Patent Act, ideas that are directed to “any new and useful processes, machine, manufacture, or composition of matter, or any new and useful improvement thereof” are eligible for a patent. A process may be any process, act or method, and primarily includes industrial or technical processes. The term “manufacture” refers to articles that are made and include all manufactured articles. The composition of matter relates to chemical compositions and may include mixtures of ingredients as well as new chemical compounds. These classes of subject matter taken together generally include most things made by man and the processes for making them.
In order for a patent application to become a granted patent, the claims in the patent application must at least be subject matter eligible, useful, novel, non-obvious, definite, enabled, and meet a written description requirement.
An Examiner at the United States Patent and Trademark Office (USPTO) is assigned to each patent application and determines whether to issue a patent for the application based on whether or not it satisfies a set of patentability requirements.
Examiners serve to assess the patentability of invention(s) claimed under conditions set forth in Title 35 of the United States Code (e.g., §§101, 102, 103, and 112). Examiners comply with the standards and policies set forth in Title 35 of the United States Code, Title 37 of the Code of Federal Regulations (CFR), and the Manual of Patent Examining Procedure (MPEP). For example, 37 CFR 1.104 requires Examiners to make a thorough study and investigation of the patent application and the prior art related to the subject matter of the claimed invention.
Judicial exceptions to patent-eligible subject matter include natural phenomena or laws of nature, and abstract ideas.
Examples of natural phenomena or laws of nature may include products of nature, isolated DNA, a cloned farm animal such as a sheep, a correlation between variations in non-coding regions of DNA and allele presence in coding regions of DNA, a correlation that is the consequence of how a certain compound is metabolized by the body, a correlation between the presence of an enzyme in a bodily sample (such as blood or plasma) and cardiovascular disease risk, electromagnetism to transmit signals, qualities of bacteria such as their ability to create a state of inhibition or non-inhibition in other bacteria, single-stranded DNA fragments known as “primers”, the chemical principle underlying the union between fatty elements and water, or the existence of cell-free fetal DNA (cffDNA) in maternal blood.
Abstract ideas not integrated into a practical application may include (a) mathematical concepts, such as mathematical relationships, mathematical formulas or equations, or mathematical calculations; (b) certain methods of organizing human activity, such as fundamental economic principles or practices (including hedging, insurance, and mitigating risk); commercial or legal interactions (including agreements in the form of contracts; legal obligations; advertising, marketing or sales activities or behaviors; and business relations); managing personal behavior or relationships or interactions between people (including social activities, teaching, and following rules or instructions); and (c) mental processes, such as concepts performed in the human mind.
Unless a patent applicant files a non-publication request, U.S. patent applications are automatically published after 18-months from their earliest priority date.
A provisional patent application is not examined, rather it is a placeholder patent application that does not have to meet the formal requirements of a nonprovisional patent application. A provisional application can lend its filing date to a nonprovisional application for the same invention so long as the nonprovisional application is filed while the provisional application remains pending. A provisional application has a pendency that lasts 12 months and this period cannot be extended.
Provisional applications provide some extra time to pursue the commercial viability of an invention before pursuing a nonprovisional application. Further, a provisional application does not start the 20-year term, thus, when you file the non-provisional a year later, in some cases you are effectively adding one year to the back end of the patent life.
An applicant can prevent the USPTO from publishing a patent application before it is issued by filing a non-publication request. In an application in which a non-publication request has been, the invention disclosed in the patent application cannot be the subject of an application filed in another country, or under a multilateral international agreement that requires publication 18 months after filing.
Yes, 35 U.S.C. 122(e) provides a mechanism for third parties to submit patents, published patent applications, or other printed publications of potential relevance to the examination of a patent application with a concise description of the asserted relevance of each document submitted. Under 35 U.S.C. 122(e), such submissions may be made before (1) the later of (i) 6 months after the date of publication or (ii) the date of a first Office action on the merits rejecting any claims, or (2) before the date of a notice of allowance, if earlier. This new provision was effective on September 16, 2012, and applies to any patent application. You can find more details at https://www.uspto.gov/patents/initiatives/third-party-preissuance-submissions.
A patent owner has the right to exclude others from making, using, offering to sell, selling, or importing a patented invention in the United States without their permission. To enforce these rights, the owner can bring a patent infringement lawsuit, or add a patent infringement counterclaim to a lawsuit filed against them. The patent owner can also provide permission to use their patented invention through a contract called a license. In exchange for granting permission to use a patented invention in a license, the patent owner collects payments or other benefits called royalties. A patent owner may also sell their patent and the associated rights to a person or company.
An assignment is a transfer by a party or person of all or part of its right, title, and interest in a patent or patent application. For example, an assignment may transfer all of an inventor’s rights, title, and interest in a patent application to the inventor’s employer. An assignment document may be recorded with the U.S. Patent and Trademark Office in order to provide legal notice to the public of the assignment.
A declaration is a statement by a person that the person is the original inventor or an original joint inventor of a claimed invention in a patent application, and that the patent application was made or was authorized to be made by the person. A declaration by each inventor in the patent application must be submitted to the U.S. Patent and Trademark Office while the patent application is pending.
Legal representatives of deceased or unavailable inventors may file an application for a patent in the U.S. If an inventor dies during the time intervening between the filing of the application and the granting of a patent, the patent may be issued to the legal representative. An assignee or person who shows sufficient proprietary interest in the application may pursue the patent application on behalf of the deceased or unavailable inventor by submitting an executed substitute statement in place of an inventor’s oath or declaration.
Patent applications are published in the U.S., by default, 18 months from their earliest priority date. In the U.S., applicants have the option, at the time of filing, to request that the patent office not publish a patent application. In such a case, the application would not be made public by the patent office until the application issues as a patent. If the application never matures into a patent and non-publication had been requested, the application would not become public.
A restriction requirement is an action issued by an Examiner that asserts a patent application includes two or more independent and distinct inventions. The restriction requirement requires the applicant to select a single invention for examination. Claims directed to an unelected invention may be pursued in a divisional application.
Yes. In the cases in which the Examiner issues a restriction requirement, any non-elected group of claims can be filed in a copy of the original application called a divisional application. Even when a restriction requirement is not made, one or more copies of the original application, called a continuation application, may be filed. Each of these has its own claims and is eligible to issue its own patent. Divisional and continuation applications can only be filed during the time the original application (or divisional or continuation application filed directly/indirectly from it) remains pending.
A continuation application is an application that claims the priority date of an earlier-filed co-pending application, and that is directed to an invention included in the earlier-filed application. The continuation application can not include any subject matter that was not disclosed in the earlier-filed application and must include at least one inventor of the earlier-filed application. A continuation application is often referred to as a child application, and the earlier-filed application is often referred to as a parent application.
Similar to a continuation application, a divisional application claims the priority date of an earlier-filed co-pending application. However, in contrast to a continuation application, a divisional application claims an invention that is independent or distinct from the invention claimed in the earlier-filed co-pending application. A divisional application is often filed as a result of a restriction requirement issued by the United States Patent and Trademark Office (USPTO).
In general, after filing a utility patent application, the average time to grant is about 3 years. However, it is possible to expedite the examination of a patent application by taking advantage of the Track One prioritized examination program. Under the Track One prioritized examination program, the applicant pays an additional fee at the time of filing of the application to have the application prioritized in the Examiner’s docket. Under the Track One program, the application will receive a final disposition within about 12 months.
The expiration date of a patent is 20 years from the filing date of the utility application. In the event that the patent application is filed with the USPTO claiming priority to a PCT application, the patent expiration date is 20 years from the filing of the PCT application. In some instances, the patent term is extended due to delays caused by the USPTO, which is referred to as Patent Term Adjustment (PTA). PTA adds the number of days of delay caused by the USPTO to the end of the patent term. In addition, certain patents that claim products that require regulatory approval by a government agency, in particular the FDA, may qualify for Patent Term Extension.
In order to keep a granted utility patent in force, maintenance fees must be paid at designated times during the term of the patent. A maintenance fee may be paid without a surcharge at 3 to 3.5 years, 7 to 7.5 years, and 11 to 11.5 years after the date of issue. A maintenance fee cannot be paid early. A maintenance fee may also be paid with a surcharge during the "grace periods" at 3.5 to 4 years, 7.5 to 8 years, and 11.5 to 12 years after the date of issue. If the maintenance fees are not timely paid, the patent will expire. In the event that the maintenance fees are not timely paid in error, and the owner of the patent wants to get the patent rights reinstated, a petition to the USPTO is required, along with payment of certain fees. One of the requirements of the petition is a statement that the delay in payment of the maintenance fee was unintentional.
Ownership of a patent gives the patent owner the right to exclude others from making, using, offering for sale, selling, or importing into the United States the invention claimed in the patent. For applications filed on or after September 16, 2012, the original applicant is presumed to be the owner of the application for an original patent. For applications filed before September 16, 2012, the ownership of the patent (or the application for the patent) initially vests in the named inventors of the claimed invention in the patent. Ownership of a patent may be transferred from the owner to another party by assignment of the patent via a contractual agreement. To maintain records of ownership of patent applications and patents, assignments are recorded with the USPTO. It is important to note that many employers require their employees to assign their rights to an invention, developed while performing duties as an employee, to their employer according to the terms of an agreement, such as an employment contract.
A patent application or patent may be jointly owned by more than one inventor and/or assignee. In the absence of an agreement to the contrary, each of the joint owners of a patent may make, use, offer to sell, or sell the patented invention within the United States, or import the patented invention into the United States, without the consent of and without accounting to the other owners. In addition, joint owners of a patent application or patent must work together in matters before the USPTO, such as the selling of the entire patent, providing an exclusive license, or pursuing infringement claims.
A third-party competitor can challenge your patent after the grant of the patent. Inter partes review (IPR) is a trial proceeding conducted at the Patent Trial and Appeal Board to review the patentability of one or more claims in a patent only on a ground that could be raised under §§ 102 or 103, and only on the basis of prior art consisting of patents or printed publications. For first-inventor-to-file patents, the inter partes review process begins with a third party filing a petition after the later of either: (1) 9 months after the grant of the patent or issuance of a reissue patent; or (2) if a post-grant review is instituted, the termination of the post-grant review. These deadlines do not apply to first-to-invent patents. The procedure for conducting inter partes review took effect on September 16, 2012, and applies to any patent issued before, on, or after September 16, 2012. You can find more details at https://www.uspto.gov/patents/ptab/trials/inter-partes-review.
To thrive in a highly competitive business environment, you need to protect your brands. Otherwise, your competitors may imitate you to steal your customers. Use our trademark law services to keep your brand identity safe.
Choose Seed IP for a full range of trademark services, including:
● Trademark clearance searching
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With Seed IP on your side, you’ll distinguish yourself from your competitors and prevent them from using your intellectual assets against you. Build, protect, and enforce your brands by implementing our proven strategies.
Perhaps you’re confused about what a trademark is and why your business needs one. Find the answers to all your questions below.
A trademark is any word, phrase, symbol, design, or a combination thereof that is used in commerce to identify and distinguish the source of goods of one manufacturer or seller from those of another.
A service mark is a type of trademark for services. The definition of a service mark is generally the same as a trademark, except a service mark identifies and distinguishes the source of services of one provider from those of another.
Trade dress is the commercial look and feel of a product or its packaging that distinguishes the source of a product or service from one provider from those of another. Trade dress is an extension of trademark protection and includes product and packaging designs and configurations, among other possibilities. Trade dress is protectable in the United States once it serves the same source-identifying function as a trademark and is potentially federally registrable if certain conditions are met.
A trademark grants the owner the right to prevent others from using and/or registering a similar trademark with related goods or services.
Federal trademark registration is not required in the United States. Use of a trademark in interstate commerce generates “common law” or unregistered rights that provide some protection. However, common law rights are more limited than the rights associated with a federal trademark registration and can be harder to enforce such that federal registration is recommended in most cases.
Yes – a U.S. federal trademark application may be filed based on a good faith intent to use the mark with the recited goods or services in U.S. interstate commerce. Such an intent to use application can be filed before selling products or services, but it will eventually be required to prove that the mark has been used with the recited goods or services to proceed to registration and to maintain trademark rights after registration.
The first step before filing a federal trademark application is a pre-filing search. After the search, or if no search is conducted, a federal trademark application is filed with the U.S. Patent and Trademark Office (“USPTO”). An examining attorney at the USPTO will review the application to determine whether it meets the requirements for federal registration. If so, then the mark will be approved for publication, and assuming no oppositions are filed, will proceed to registration. If not, the examining attorney will issue an examination report or office action explaining why the application is rejected and providing an opportunity to respond in an attempt to overcome the identified issues and proceed the application to approval. The federal trademark registration process can be challenging and complex and we recommend contacting a licensed trademark professional for assistance.
Some of the primary benefits of federal trademark registration include:
· A legal presumption of nationwide ownership
· A right to bring a lawsuit concerning the registered mark in federal court, which may offer a more efficient resolution with procedural advantages over state court
· Authorized to use the circle R symbol (®) to put others on notice that the trademark is registered
· Right to record the registered mark with U.S. Customs and Border Protection to prevent the importation of goods with an infringing trademark
· Additional remedies for alleged infringement, including defendant’s profits, statutory damages, and punitive damages
· US federal trademark application or registration can be used as a basis for filing for trademark protection in foreign countries
· Federal registrations can become eligible for “incontestable status” after five years of continuous and substantially exclusive use. Incontestable status makes it more difficult for a third party to challenge your trademark rights.
There may also be additional benefits not listed above. If you have questions, please contact one of our professionals.
Common law trademark rights are unregistered trademark rights that arise from use of a mark in US interstate commerce. Common law trademark rights are limited in several important ways relative to a federal trademark registration, including that common law trademark rights are geographically limited to areas where the mark is actually used and areas of natural expansion for the business. By comparison, a federal trademark registration creates a presumption of nationwide trademark rights.
The US maintains two federal trademark registers, the Principal Register and the Supplemental Register. The Principal Register is for inherently distinctive marks or merely descriptive marks that have acquired secondary meaning and affords the owner the full scope of rights associated with a federal trademark registration.
The Supplemental Register allows for federal registration of merely descriptive (i.e., not inherently distinctive) marks while acquiring the distinctiveness necessary for registration on the Principal Register through continuous and substantially exclusive use in commerce. A registration on the Supplemental Register includes some, but not, all of the benefits of a registration on the Principal Register. For example, a mark registered on the Supplemental Register allows for use of the circle R symbol and can prevent others from obtaining a federal registration for a similar mark for related goods and services. However, a registration on the Supplemental Register can be more difficult to enforce because merely descriptive marks are often entitled to a narrower scope of protection.
Inherently distinctive marks include fanciful, arbitrary, and suggestive marks. Fanciful marks are terms that have been invented for the sole purpose of functioning as a trademark and have no common meaning (e.g., PEPSI for beverages). Arbitrary marks have a common meaning, but, when used with particular goods or services, do not suggest or describe the goods or services (e.g., APPLE for computers). Suggestive Marks are those that, when applied to goods or services, require imagination, thought, or perception to reach a conclusion as to the nature of the goods or services (e.g., NOBURST for liquid antifreeze). Inherently distinctive marks are eligible for registration on the Principal Register without proof of secondary meaning.
A merely descriptive mark describes an ingredient, quality, characteristic, function, feature, purpose, or use of the specified goods and services (e.g., BED & BREAKFAST REGISTRY for lodging reservation services). Merely descriptive marks can be registered on the Principal Register with evidence of secondary meaning or on the Supplemental Register without evidence of secondary meaning. A generic mark is a term that consumers primarily understand as the common name for a class of goods or services (e.g., PRETZEL CRISPS for pretzel crackers). Generic marks are not registrable on either the Supplemental Register or the Principal Register.
Secondary meaning refers to evidence that a mark has acquired distinctiveness, or proof that a mark has become distinctive in relation to the specified goods and services. The basic principle of secondary meaning is that a mark comes to identify not only the goods or services, but the specific source or producer of those goods or services through use of the mark in commerce over time.
The phrase “use in commerce” means a bona fide use of a mark in the ordinary course of trade, and not use merely to reserve a right in a mark. A mark is considered to be in use in commerce with goods when the mark is placed in any manner on the goods, displays or product packaging associated with the goods, point of sale displays, tags or labels fixed to the goods, and in some cases, on documents associated with the goods or their sale and the goods are transported in commerce. A mark is considered to be in use on services when it is used or displayed in the sale or advertising of services rendered in commerce.
Trademarks should be used as an adjective followed by a descriptive or generic term for the goods or services (e.g., APPLE computers). When placed in text or advertising, trademarks should be emphasized in some way. For example, in a header of a website, the trademark can be placed in larger or bold text. For the use of a trademark in text, the mark should be placed in all capital letters or followed by the circle R (®) or TM symbol, or both, depending on whether the mark is federally registered, or not.
A specimen is evidence that is submitted to the U.S. Patent and Trademark Office as proof of use of the mark in commerce for the particular goods or services listed in an application. An acceptable specimen for goods may be a photograph of a mark displayed on the goods or a screenshot of a website showing use of a mark in direct association with the goods and a link for purchasing the goods. An acceptable specimen for services may be a photograph or website screenshot of the mark used in the sale or advertising of the services.
The date of first use is the earliest date on which you began use of a mark in the ordinary course of trade. Examples may include the date a website is launched promoting the sale of goods or services, the date of opening of a retail store or physical location, the date products were first shipped in commerce, among others.
International classes are a way of categorizing or organizing goods and services for which trademarks are registered. There are 45 international classes, with classes 1 to 34 being for goods and classes 35 to 45 being for services. Many trademark offices worldwide, including in the U.S., determine government trademark application filing fees based on the number of international classes in an application.
When you file a federal trademark application in the U.S., you can file foreign trademark applications that claim priority to your U.S. application within a certain time limit. The priority claim means that although the foreign trademark applications may be filed at a later date than the US application, the foreign applications are treated as if they were filed on the same date as the U.S. application because of the priority claim. An earlier filing date is beneficial, and in some cases, essential, to avoid intervening rights of others. Avoiding intervening rights can be particularly important in countries where trademark rights are afforded to the first entity to file a trademark application.
In addition to trademark law services, you can also come to Seed IP for:
Copyright Law Services
IP Agreement and Licensing
IP Litigation and Enforcement
Internet Policy and Law Services
Mediation Services
Patent Licensing and Protection
Strategic Business Counseling
Trade Secret Protection
By working with us, you get comprehensive solutions to all your IP needs. You will find a wide range of legal services for protecting your business, including intellectual asset protection strategies, infringement litigation, and registration and licensing services.
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